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Case Filesd-10-EFTA01374278Dept. of JusticePRIIPs Client Notification Ill (Anna-Sofiya Lupolover, December 18, 2017)
December 18, 20171p
Case File
sd-10-EFTA01374278Dept. of JusticePRIIPs Client Notification Ill (Anna-Sofiya Lupolover, December 18, 2017)
Email
345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigue ; Bradley Gillin Subject: PRIIPs Client Notification Ill Classification: For Internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of
Date
December 18, 2017
Source
Dept. of Justice
Reference
sd-10-EFTA01374278
Pages
1
Persons
0
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