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sd-10-EFTA01374288Dept. of JusticeOther

EFTA Document EFTA01374288

From: Sent: To: Subject: Attachments: Stewart Oldfield 7/31/2018 10:48:38 AM Terri Sohrab I ; Bradley Gillin Fwd: DB tech conference - Sep. 12/13 Las Vegas [I) image001.gif; ATT00001.htm; image001.gif; ATT00002.htm; image002.png; ATT00003.htm; Non-Doc Attendee Cert.pdf; ATT00004.htm Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche

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sd-10-EFTA01374288
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From: Sent: To: Subject: Attachments: Stewart Oldfield 7/31/2018 10:48:38 AM Terri Sohrab I ; Bradley Gillin Fwd: DB tech conference - Sep. 12/13 Las Vegas [I) image001.gif; ATT00001.htm; image001.gif; ATT00002.htm; image002.png; ATT00003.htm; Non-Doc Attendee Cert.pdf; ATT00004.htm Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments: Stewart Oldfield 7/31/2018 10:48:38 AM Terri Sohrab I ; Bradley Gillin Fwd: DB tech conference - Sep. 12/13 Las Vegas [I) image001.gif; ATT00001.htm; image001.gif; ATT00002.htm; image002.png; ATT00003.htm; Non-Doc Attendee Cert.pdf; ATT00004.htm Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Nina-X Nevidzanska < MINIMM> Date: July 31, 2018 at 10:44:04 AM EDT To: Stewart Oldfieldca> Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Hi Stew, Looks like the new process for prospects registration is the same for all the conferences going forward. Could you please have Mr. Tehranchian and Niki Rokni to sign the Attendee Acknowledgment form and send it back to me? I will also need their e-mail addresses so that the Corporate Access team can create their profiles in the registration system upon which they will be able to register (Kurosh for Tech conference and Niki for the Aircraft Financing). Thank you Nina Kind regards CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0068908 SDNY_GM_002 15092 EFTA01374288

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Subject: FW: Gratitude From: Stewart Oldfield ‹ > Date: Thu, 25 Oct 2018 15:32:46 -0400 To: Liam Osullivan From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <bradley.gillin@db.com>; Richard Iarossi Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01431327

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t

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