EFTA Document EFTA01374307

Confidentiality & Non-DisclosuraStreements (NDA's) (If applicable) Sales Response 15. Are you aware or know of any Confidentiality Agreements or Non- Disclosure Agreements (NDA's) which prevent the client's data being shared between DB Locations? (If 'Yes' please describe the requirements). Regulatory Status (Level 3 or Level 0 regulated entity) Sales Response 16. Are you aware if any changes have been made in the last 12/36/60 months, to your Client's regulatory status or any country or