EFTA Document EFTA01374349

From: Sent: 5/10/2018 2:54:59 PM To: Subject: Thu 10 May 2018 14:54:59 Conversation 115613125 # Interaction information interlD: 5613125 startTime: 2018-05-10T14:54:59-0400 endTime: 2018-05-10715:07:09-0400 employeelD: stewart.oldfield@db.com buddyName: stewart.oldfielciOdb.com networklD: microsoftuc employeelPAddr: 10.99.13.27 serverName: US DS IM Exporter CATCH ALL dbID: 1 deploymentlD: 0 outgoingFlag: false supervisedFlag: true internalFlag: true roomName: # Start of interaction # Participant microsoftUC:davide-a.sferrazza@db.com entered on 2018-05-101'14:54:59-0400 # Participant information buddyName: davide-a.sferrazza@db.com networklD: MicrosoftUC employeelD: davide-a.sferrazza@db.com # End of participant information Microsoftuc 2018-05-10714:54:59-0400): Hey, Stew - apologies for a bit of delay, out these past with strep Microsoftuc (2018-05-10114:55:49-0400): I'm submitting materials request for Glendower f!II11,1111,11111111,11!illett Microsoftuc (2018-05-10114:55:59-0400): I have the info on Willett that Nate forwarded along to me microsoftUC (2018-05-10T14:57:09-0400): For Southern Financial, I'm taking a look at asset a ocation inbrokerage - it's about 70% equities, 25% fixed income and 5% cash/Fx - do you know if they have any alts exposure (PE/HF/etc.)? # Participant microsoftuc left on 2018-05-10715:07:09-0400 # End of interaction CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068993 CONFIDENTIAL SDNY_GM_00215177 EFTA01374349