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sd-10-EFTA01374438Dept. of JusticeOther

EFTA Document EFTA01374438

From: Vahe Stepanian Sent: 7/28/2017 11:31:19 AM To: Stewart 0ldfield Subject: RE: Securities to buy IC) [I] Classification: For Internal Ws only rye called him on this numerous times... From: Stewart Oldfield Sent: Friday, July 28, 2017 11:31 AM To: Vahe Stepanian Subject: RE: Securities to buy IC] Did you reach back out to him? From: Vahe Stepanian Sent: Friday, July 28, 2017 11:24 AM To: Stewart Oldfield Subject: RE: Securities to buy [C] He never came back to me. Vahe Ste

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Dept. of Justice
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sd-10-EFTA01374438
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From: Vahe Stepanian Sent: 7/28/2017 11:31:19 AM To: Stewart 0ldfield Subject: RE: Securities to buy IC) [I] Classification: For Internal Ws only rye called him on this numerous times... From: Stewart Oldfield Sent: Friday, July 28, 2017 11:31 AM To: Vahe Stepanian Subject: RE: Securities to buy IC] Did you reach back out to him? From: Vahe Stepanian Sent: Friday, July 28, 2017 11:24 AM To: Stewart Oldfield Subject: RE: Securities to buy [C] He never came back to me. Vahe Ste

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: 7/28/2017 11:31:19 AM To: Stewart 0ldfield Subject: RE: Securities to buy IC) [I] Classification: For Internal Ws only rye called him on this numerous times... From: Stewart Oldfield Sent: Friday, July 28, 2017 11:31 AM To: Vahe Stepanian Subject: RE: Securities to buy IC] Did you reach back out to him? From: Vahe Stepanian Sent: Friday, July 28, 2017 11:24 AM To: Stewart Oldfield Subject: RE: Securities to buy [C] He never came back to me. Vahe Stepanian Key Client Partners Deutsche Bank Securities inc. Tel. Mobile Email Original Message From: Stewart Oldfield Sent: Friday, July 28, 2017 11:12 AM Eastern Standard Time To: Vahe Stepanian Subject: RE: Securities to buy [C] Did these get done? From: Vahe Stepanian Sent: Thursday, July 27, 2017 2:33 PM To: Richard Kahn Cc: Stewart Oldfield Subject: RE: Securities to buy IC] ; Joshua Shoshan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069127 CONFIDENTIAL SDNY_GM_00215311 EFTA01374438

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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