EFTA Document EFTA01374507

Issuer Name Preferred Equity Symbol Cusip BB&T CORPORATION bbt h pfd 54937875 CAPITAL ONE FINANCIAL CO cof d pfd 14040H709 CAPITAL ONE FINANCIAL CO cof f pfd 14040H881 CHARLES SCHWAB CORP schw c Pfd 808513402 CHARLES SCHWAB CORP schw d Pfd 808513600 DIGITAL REALTY TRUST INC Dlr g Pfd 253868889 DTE ENERGY CO dtj pfd 233331800 EBAY INC ebayl Pfd 278642202 GENERAL ELECTRIC CO gek pfd 369622394 JPMORGAN CHASE & CO JPM f PM 48127R461 JPMORGAN CHASE & CO IPM h Pfd 48127V827 KKR KRPPP pfd 48248M300 NEXTERA ENERGY CAPITAL nee j PM 65339K886 NEXTERA ENERGY CAPITAL nee k PM 65339K100 PITNEY BOWES P8I B pfd 724479506 PUBLIC STORAGE psa b pfd 74460W776 PUBLIC STORAGE psa c pfd 74460W750 STANLEY BLACK & DECKER INC SW1 pfd 854502705 STATE STREET CORP stt e pfd 857477889 STATE STREET CORP stt d pfd 857477608 US BANCORP usb rn pfd 902973833 VERIZON COMMUNICATIONS vza pfd 92343V302 WELLS FARGO & COMPANY wfc v pfd 94988U730 WELLS FARGO & COMPANY wfc r pfd 949746465 From: Vahe Stepanian Sent: Tuesday, June 28, 2016 3:19 PM To: Stewart Oldfield Cc: Daniel Sabba; Andrew King Subject: FW: Southern Financial - IA Request [I] Classification: For Internal use only Stew — quick update on below, still waiting on pricing from our Global Markets colleagues for Southern Financial's pref basket. See below. The IA requirement is 40% as requested by CRM. Will be back to you once I have pricing — I expect to have shortly. Best, Vahe From: Andrew Xu Sent: Tuesday, June 28, 2016 1:19 PM To: Vahe Stepanian; Roddy Moore CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069222 CONFIDENTIAL SDNY_GM_00215406 EFTA01374507