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sd-10-EFTA01374544Dept. of JusticeOther

EFTA Document EFTA01374544

Tazia From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 23, 2017, at 12:06 PM, Tazia Smith la wrote: Classi

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Tazia From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 23, 2017, at 12:06 PM, Tazia Smith la wrote: Classi

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Tazia From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 11:13 AM To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 23, 2017, at 12:06 PM, Tazia Smith la wrote: Classification: Confidential Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cell: From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Richard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069268 CONFIDENTIAL SDNY GM_00215452 EFTA01374544

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Tazia Smith Date: Thu, 01 Jun 2017 13:18:43 -0400 To: Richard Kahn Delores Rubin Cc: Vahe Stepanian Stewart Oldfield Classification: Confidential Rich — Any price guidance you can share? Something as in you'd step for 100k block around [28]? No shot at a seller showing more size if he thinks you guys may disappear as soon as he (or any seller) shows more shares. :/ Let us know if / where you think JE truly cares (or not) so that

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Vahe Stepanian Date: Thu, 01 Jun 2017 08:16:02 -0400 To: Delores Rubin Richard Kahn Cc: Tazia Smith Stewart Oldfield Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith ; Vahe Stepanian ‹ > Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Good morni

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Subject: RE: Rothschild [C] From: Delores Rubin <delores.rubin@db.com> Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza <davide-a.sferrazza@db.com> Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised

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Subject: RE: Rothschild [C] From: Delores Rubin ‹ > Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutiti

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Subject: RE: Rothschilcala From: Delores Rubin < Date: Tue, 30 May 2017 08:25:58 -0400 To: Richard Kahn Cc: Tazia Smith < Stewart Oldfield Vahe Stepanian < Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate lim

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