EFTA Document EFTA01374684

Just wanted to follow up on the below. Attached is the Dismissal Notice for the latest lawsuit filed against Jeffrey Epstein. Compliance has asked that we obtain your approval to continue the KYC approval process. Please let me know if you have any questions or would like to discuss. Thank You, Rich Richard larossi AssiMant Vice President Deutsche Bank Wealth Nlanagernan 345 Park Avenue. 24th Door w ' 0154 Securities offered through fkutsche Bank Securities Inc. From: Richard larossi Sent: Thursday, October 18, 2018 5:22 PM To: Kimberly Hart < Cc: Bradley Gillin < ; Stewart Oldfield < Subject: RE: Epstein - negative media [I] Classification: For internal use only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard larossi Assistant Vice President Donsche Bank Wealth Management 345 Park Avenue. 24th Door v 1s1 0154 insche Bank ticconlics Inc From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield < Cc: Bradley Gillin < Subject: RE: Epstein - negative media [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069499 CONFIDENTIAL SDNY_GM_00215683 EFTA01374684