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EFTA Document EFTA01374771EFTA Document EFTA01374773
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sd-10-EFTA01374772Dept. of JusticeOther

EFTA Document EFTA01374772

On Jan 11, 2019, at 9:58 AM, Richard Kahn < > wrote: thank you Richard Kahn FIBRK Associates Inc. On Jan 11, 2019, at 9:31 AM, Liam Osullivan srz > wrote: Classification: Confidential Richard / Dairen, You sold 2,400 BMY at 4730 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Mana ement Prepared on 01/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that

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sd-10-EFTA01374772
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On Jan 11, 2019, at 9:58 AM, Richard Kahn < > wrote: thank you Richard Kahn FIBRK Associates Inc. On Jan 11, 2019, at 9:31 AM, Liam Osullivan srz > wrote: Classification: Confidential Richard / Dairen, You sold 2,400 BMY at 4730 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Mana ement Prepared on 01/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that

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Text extracted via OCR from the original document. May contain errors from the scanning process.
On Jan 11, 2019, at 9:58 AM, Richard Kahn < > wrote: thank you Richard Kahn FIBRK Associates Inc. On Jan 11, 2019, at 9:31 AM, Liam Osullivan srz > wrote: Classification: Confidential Richard / Dairen, You sold 2,400 BMY at 4730 from the Foundation account. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Mana ement Prepared on 01/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069636 CONFIDENTIAL SDNY GM_00215820 EFTA01374772

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From: Richard Kahn Sent: 3/8/2019 9:56:39 AM To: Liam Osullivan CC: Stewart Oldfield Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 ICJ lets do that delivery from you please call me to review since they are a bit confused.. thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New Y "r NY 10022 M On Mar 8, 2019, at 9:55 AM, Liam Osullivan < wrote: Classification: Confidential Rich, 18 did not send bac

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