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sd-10-EFTA01374853Dept. of JusticeOther

EFTA Document EFTA01374853

Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter 'Wile wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter lhathche Bank Wealth Managamtni 5122 Oato I'arl.:iav, Saito 461, 32256. USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069782 CONFIDENTIAL SDNY_GM_0021

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Dept. of Justice
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sd-10-EFTA01374853
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Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter 'Wile wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter lhathche Bank Wealth Managamtni 5122 Oato I'arl.:iav, Saito 461, 32256. USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069782 CONFIDENTIAL SDNY_GM_0021

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Securities offered through Deutsche Bank Securities Inc. On Apr 15, 2019, at 11:59 AM, Ana Hunter 'Wile wrote: Hi — the below client ended up on the CIB offboard list. Client will be offboarded today unless you confirm we need to retain. Please confirm: SOUTHERN FINANCIAL, LLC Kind regards, <image001.png> Ana Hunter lhathche Bank Wealth Managamtni 5122 Oato I'arl.:iav, Saito 461, 32256. USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0069782 CONFIDENTIAL SDNY_GM_00215966 EFTA01374853

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