EFTA Document EFTA01375116

KYC Case Representative Deutsche C18 Centre Private Limited - Deutsche Bank Group Wealth Management Ell, DB Centre Mumbai, Ion Knowledge Park, Western Express Highway Goregaon East, Mumbal 400063, India From: Stewart Oldfield Sent: Tuesday, September 04, 2018 7:24 PM To: Vijay-A Sawant Cc: Bradley Gitlin < mita Advani SAWN; Richard larossi Subject: Re: Assistance Required in solving rejection points on KYC Case#01946825 Are we looking for exco approval for prytanee specifically or for Epstein/southern financial? Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case (01946825) is as follows - C - Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none, I recommend --refreshing- the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. - Kindly provide this please. • Recent ExCo approval was obtained and attached All alens have been cleared. What do they need here an updated ENCo approval' Note we are looking for an 'updated' Exco approval, as requested by the AML team, thanks. cimage001.gif> Vijay Sawant KYC Case Representative Deutsche CI8 Centre Private Limited - Deutsche Bank Group Wealth Management BI, D8 Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East. Mumbai - 400063, India CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070279 CONFIDENTIAL SDNY_GM_00216463 EFTA01375116