EFTA Document EFTA01375420
Richard Kahn HBRK Associates Inc. On May 23, 2017, at I Classifi cation: Confide Mal Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070868 CONFIDENTIAL SONY GM_00217052 EFTA01375420
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Richard Kahn HBRK Associates Inc. On May 23, 2017, at I Classifi cation: Confide Mal Rich — Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070868 CONFIDENTIAL SONY GM_00217052 EFTA01375420
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Hi Rich — Received. Reviewing. Be back From: Richard Kahn [mailto Sent: Monday, May 22, 2017 1 :5 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. tel fax cell Begin forwarded message: From: Richard Kahn c M> Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian Cc: Stewart Oldfield can you please provide a bid ask on 100,000 shares of: Rothsch
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Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av n 1 154.0004 New York, NY, USA From: Richard Kahn [mailto:richardkahn12@gmail.conl Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith wr
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