Skip to main content
Skip to content
Case File
sd-10-EFTA01375427Dept. of JusticeOther

EFTA Document EFTA01375427

current) y 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Averag e volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards Delores Rubin <imag e001.9 if> Delore s Rubin Director I Wealth Manage ment Capital Markets Equity Tradng DB Securitie s Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070875 CONFIDENTIAL SDNY_GM_00217059 EFTA01375427

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01375427
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

current) y 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Averag e volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards Delores Rubin <imag e001.9 if> Delore s Rubin Director I Wealth Manage ment Capital Markets Equity Tradng DB Securitie s Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070875 CONFIDENTIAL SDNY_GM_00217059 EFTA01375427

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
current) y 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Averag e volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards Delores Rubin <imag e001.9 if> Delore s Rubin Director I Wealth Manage ment Capital Markets Equity Tradng DB Securitie s Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070875 CONFIDENTIAL SDNY_GM_00217059 EFTA01375427

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01381484

IS . - . d calling you. Please call Delores directly if you have follow through on this at As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management NV C Original Message From: Delores Rubin Sent: Tuesday, May

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01375412

Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith >; Vahe Stepanian Subject: RE: Rothschild - Being shown an offer! IC] Classification: Confidential Good morning. Rothschild is back to the 28 EUR level. Our indicated seller cares around the 28.50 level. Thank you. Best regards, Delores Rubin •=image001.gif Delores Rubin Director I Wealth Management Capital Markets

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01424549

Subject: RE: Rothschilcala From: Delores Rubin < Date: Tue, 30 May 2017 08:25:58 -0400 To: Richard Kahn Cc: Tazia Smith < Stewart Oldfield Vahe Stepanian < Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate lim

16p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01419163

Subject: FW: Approval Needed - List of Preferreds [I] From: Stewart Oldfield e > Date: Tue, 14 Jun To: Terri Sohrab Classification: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person preparing the marketing piece. If someone is putting togeth

6p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01381802

Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01375585

w. 212-454-2889 c. 917-327-4107 Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has n

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.