EFTA Document EFTA01375427
current) y 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Averag e volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards Delores Rubin <imag e001.9 if> Delore s Rubin Director I Wealth Manage ment Capital Markets Equity Tradng DB Securitie s Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070875 CONFIDENTIAL SDNY_GM_00217059 EFTA01375427
Summary
current) y 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Averag e volume for this stock is 17,000 shares. We will be back to shortly with more insight. Best regards Delores Rubin <imag e001.9 if> Delore s Rubin Director I Wealth Manage ment Capital Markets Equity Tradng DB Securitie s Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070875 CONFIDENTIAL SDNY_GM_00217059 EFTA01375427
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IS . - . d calling you. Please call Delores directly if you have follow through on this at As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management NV C Original Message From: Delores Rubin Sent: Tuesday, May
EFTA Document EFTA01375412
Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith >; Vahe Stepanian Subject: RE: Rothschild - Being shown an offer! IC] Classification: Confidential Good morning. Rothschild is back to the 28 EUR level. Our indicated seller cares around the 28.50 level. Thank you. Best regards, Delores Rubin •=image001.gif Delores Rubin Director I Wealth Management Capital Markets
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Subject: RE: Rothschilcala From: Delores Rubin < Date: Tue, 30 May 2017 08:25:58 -0400 To: Richard Kahn Cc: Tazia Smith < Stewart Oldfield Vahe Stepanian < Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate lim
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Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might
EFTA Document EFTA01375585
w. 212-454-2889 c. 917-327-4107 Original Message From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has n
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