EFTA Document EFTA01375554

From: Terri Sohrab Sent: 6/14/2016 7:07:03 PM To: Stewart Oldfield Subject: Re: Approval Needed - List of Preferreds [I] Go Zia! From: Stewart Oldfield Sent: Tuesday, June 14, 2016 5:59 PM To: Tern Sohrab Subject: FW: Approval Needed - List of Preferreds [I] Classification: For Internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person preparing the marketing piece. If someone is putting together a customer presentation with factual market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the supervisor & MRG to approve. Zlggy, Why don't you get your back-up RA ( Brian ) to assist on these items??? Lets talk tomorrow. Thank you Kind Regards Zia Memon Managing Director I Head. WM-US Business Supervisory Office Deutsche Bank Securities Inc. Wealth Management Americas 345 P Fax + Mobil Email NY. USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071067 CONFIDENTIAL SDNY_GM_00217251 EFTA01375554