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sd-10-EFTA01375578Dept. of JusticeOther

EFTA Document EFTA01375578

From: Vahe Stepanian I Sent: 6/1/2017 8:16:02 AM CC: Tazia Smith I; Stewart 0ldfield ; Richard Kahn I To: Delores Rubin I Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential G

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Dept. of Justice
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sd-10-EFTA01375578
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From: Vahe Stepanian I Sent: 6/1/2017 8:16:02 AM CC: Tazia Smith I; Stewart 0ldfield ; Richard Kahn I To: Delores Rubin I Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential G

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian I Sent: 6/1/2017 8:16:02 AM CC: Tazia Smith I; Stewart 0ldfield ; Richard Kahn I To: Delores Rubin I Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Good morning. Rothschild is back to the 28 EUR level. Our indicated seller cares around the 28.50 level. Thank you. Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc h M IhMn n From: Delores Rubin Sent: Wednesday, Ma 31, 2017 12:07 PM To: 'Richard Kahn' < Cc: Tazia Smith < >; Vahe Stepanian < Subject: RE: Rothschild - Being shown an offer! [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071099 CONFIDENTIAL SDNY_GM_00217283 EFTA01375578

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Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith >; Vahe Stepanian Subject: RE: Rothschild - Being shown an offer! IC] Classification: Confidential Good morning. Rothschild is back to the 28 EUR level. Our indicated seller cares around the 28.50 level. Thank you. Best regards, Delores Rubin •=image001.gif Delores Rubin Director I Wealth Management Capital Markets

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Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P Ay 1 154-0004 New York, NY, USA Tel. Email From: Richard Kahn [mailto Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Delores Rubin < > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone F

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Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to ascertain if we might

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