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sd-10-EFTA01375623Dept. of JusticeOther

EFTA Document EFTA01375623

From: Stewart Oldfield Sent: 10/13/2017 9:24:39 AM To: Martin Zeman I CC: Vahe Stepanian Subject: Do we have structured products forms on file for Southern Financial? III classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Di rector Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 45 Park Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071171 CONFIDEN

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Dept. of Justice
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sd-10-EFTA01375623
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From: Stewart Oldfield Sent: 10/13/2017 9:24:39 AM To: Martin Zeman I CC: Vahe Stepanian Subject: Do we have structured products forms on file for Southern Financial? III classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Di rector Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 45 Park Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071171 CONFIDEN

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 10/13/2017 9:24:39 AM To: Martin Zeman I CC: Vahe Stepanian Subject: Do we have structured products forms on file for Southern Financial? III classification: For Internal Use Only Stewart Oldfield, CFA, CAIA Di rector Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 45 Park Avenue. New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071171 CONFIDENTIAL SDNY_GM_00217355 EFTA01375623

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Subject: RE: trading meeting [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 12:55:03 -0400 To: Richard Kahn Cc: Stewart Oldfield Liam Osullivan Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and Liam in case you have questions. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 12:52 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: Re: trading meeting [C] Liam Osullivan received and wi

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

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Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat

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Subject: RE: trading meetin [C] [I] From: Davide-A Sferrazza Date: Tue, 05 Sep 2017 15:30:47 -0400 To: Stewart Oldfield Cc: Liam Osullivan Vahe Stepanian Classification: For internal use only Sent to Rich this morning — he called for password, and I spoke with him then, so should be all good. Thanks, Davide From: Stewart Oldfield Sent: Tuesday, September 05, 2017 3:22 PM To: Davide-A Sferrazza Cc: Liam Osullivan Davide, Subject: RE: trading meeting [C] Are these ready to go out?

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Subject: RE: Do we have structured products forms on file for Southern Financial? [I] From: Vahe Stepanian < Date: Fri, 13 Oct 2017 09:36:28 -0400 To: Stewart Oldfield >, Martin Zeman Cc: Liam Osullivan Classification: For internal use only No - Liam going to send today with a few additional docs we need. Original From: Stewart Sent: Friday, To: Martin Zeman Cc: Vahe Stepanian Subject: Do we have structured products forms on file for Southern Financial? [I) Message Oldfield Oc

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