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sd-10-EFTA01375727Dept. of Justice

Follow-up (Nadean Novogratz, 7/26/2018)

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From: Nadean Novogratz Sent: 7/26/2018 5:01:05 PM To: Paul Barrett CC: Martin Zeman • Stewart Oldfield ; Xavier Avila ; Davide-A Sferrazza Devin Anderson Subject: Follow-up Attachments: Options Execution Agreement (AUG15).pdf; Options Questionnaire (AUG15).pdf Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern Financial is fully onboarded to trade OTC equity derivatives here. We've reviewed our dots for li

Date
July 26, 2018
Source
Dept. of Justice
Reference
sd-10-EFTA01375727
Pages
1
Persons
0
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