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sd-10-EFTA01375940Dept. of JusticeOther

EFTA Document EFTA01375940

I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn < Cc: Vahe Stepanian <vahe.stepanian@db.com> Subject: RE: trading meeting Vahe - Can you help Rich with those dots? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield < Sub

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I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn < Cc: Vahe Stepanian <vahe.stepanian@db.com> Subject: RE: trading meeting Vahe - Can you help Rich with those dots? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield < Sub

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I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn < Cc: Vahe Stepanian <vahe.stepanian@db.com> Subject: RE: trading meeting Vahe - Can you help Rich with those dots? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield < Subject: Re: trading meeting mailto i just found out that our new hire will be out that week drama continues... can we target the week of september 18th? also can you send us trading authority dots on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield < wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' < Subject: RE: trading meeting Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the 11th-13th at the DB Technology conference (let me know if you want to join in Las Vegas . ..) Can we try for the 14th or 15th? Thanks From: Richard Kahn imailto:richardkahnl2Pemail.com] Sent: Tuesday, August 22, 2017 3:59 PM To: Stewart Oldfield < Subject: Re: trading meeting CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071637 CONFIDENTIAL SDNY_GM_00217821 EFTA01375940

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Hi Rich — Received. Reviewing. Be back From: Richard Kahn [mailto Sent: Monday, May 22, 2017 1 :5 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. tel fax cell Begin forwarded message: From: Richard Kahn c M> Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian Cc: Stewart Oldfield can you please provide a bid ask on 100,000 shares of: Rothsch

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Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av n 1 154.0004 New York, NY, USA From: Richard Kahn [mailto:richardkahn12@gmail.conl Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith wr

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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From: Vahe Stepania Sent: 7/26/2017 2:59:07 PM To: Richard Kahn CC: Darren lndyke Subject: RE: Trade Report 7/13/2017 [C) Classification: Confidential On it, be right back. ;Jeanne Brenna Stewart Oldfield From: Richard Kahn [mailto Sent: Wednesday, Ju 26 2017 2:58 PM To: Vahe Stepanian Cc: Darren Indyke Jeanne Brennan Stewart Oldfield Subject: Re: Trade Report 7/13/2017 [CI pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 1002

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To: Zbynek Kozelsky; Donald Summer Cc: Stewart Oldfield Subject: FW: MBLY Tender [C] [I] Classification: For Internal use only Zigs/Donnie — who should we call to get the answer to this question? From: Stewart Oldfield Sent: Friday, May 12, 2017 10:10 AM To: Vahe Stepanian Subject: FW: MBLY Tender [CI ill Classification: For internal use only Did either of you go back to him? From: Richard Kahn [mailto. Sent: Thursday, May 11, 2017 1:38 PM To: Vahe Stepanian Cc: Stewart Oldfield;

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