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sd-10-EFTA01376373Dept. of Justice

EFTA Document EFTA01376373

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(a) in the case of each Certificated Security or Instrument (other than a Clearing Corporation Security or an Instrument referred to in clause (h) below), (A) causing the delivery of such Certificated Security or Instrument to the Securities Intermediary registered in the name of the Securities Intermediary or its affiliated nominee or endorsed to the Securities Intermediary or in blank, (B) causing the Securities Intermediary to continuously identify on its books and records that such Cer

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Dept. of Justice
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sd-10-EFTA01376373
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