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sd-10-EFTA01376451Dept. of Justice

EFTA Document EFTA01376451

Financial Record

Section 12.3 Certain Restrictions. (a) Any sale or purchase by the Issuer of a Collateral Obligation or Eligible Investment shall be conducted on an arm's length basis. A purchase or sale may be effected with the Collateral Manager or a person Affiliated with the Collateral Manager or any fund or account for which the Collateral Manager or an Affiliate of the Collateral Manager acts as investment adviser only in accordance with the terms of the Collateral Management Agreement. (b) Notwit

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Dept. of Justice
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sd-10-EFTA01376451
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