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sd-10-EFTA01376602Dept. of JusticeOther

EFTA Document EFTA01376602

Kind regards, Cynthia Rodriguez <i mage00 I png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 0154-0CO4 New York. NY, USA From: Richard Kahn Sent: Wednesday, February 01, 2017 4:52 PM To: Cynthia Rodriguez Cc: Stewart Oldfield Subject: Re: AG Preferred Deposit Accounts thank you will have signed and send back by end of the week Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 1002

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sd-10-EFTA01376602
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Kind regards, Cynthia Rodriguez <i mage00 I png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 0154-0CO4 New York. NY, USA From: Richard Kahn Sent: Wednesday, February 01, 2017 4:52 PM To: Cynthia Rodriguez Cc: Stewart Oldfield Subject: Re: AG Preferred Deposit Accounts thank you will have signed and send back by end of the week Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 1002

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Kind regards, Cynthia Rodriguez <i mage00 I png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 0154-0CO4 New York. NY, USA From: Richard Kahn Sent: Wednesday, February 01, 2017 4:52 PM To: Cynthia Rodriguez Cc: Stewart Oldfield Subject: Re: AG Preferred Deposit Accounts thank you will have signed and send back by end of the week Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Feb 1, 2017, at 4:46 PM, Cynthia Rodriguez ccynthia.rodriRuez@db.com> wrote: Hi Rich, Vahe reached out to us regarding your request to open AG Preferred Deposit Accounts for the following entities: The Haze Trust Southern Financial, LLC Southern Trust Company, Inc Attached are the account opening documents for each entity. Please feel free to reach out if you have any questions. Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072901 CONFIDENTIAL SDNY_GM_00219085 EFTA01376602

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Emailccynthia.rodriruez@db.com

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Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and forth please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Mar 7, 2017, at 10:41 AM, Cynthia Rodriguez wrote: Hi Rich, Just confirming that the $11mn that is currently in Southern Financial's DB AG account was automatically swept o

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From: Cynthia Rodriguez iy . aneg t_ . j Sent: 3/7/2017 12:11:30 PM To: Richard Kahn CC: Stewart OldfielEErne Brennan l'nhthrnnnrinnn , ^^9; Bella Klein Subject: RE: Southern Financial Hi Rich, I don't see why we couldn't. We will monitor the accounts and have it turned off once it reaches $50mn. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 101

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Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. Fax Em From: Richard Kahn [mailtolipi Sent: Tuesday, March 07, 20 To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and

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To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subject: Re: Southern Financial thank you can we turn off auto sweep as once we fund all 3 accounts with 50mm we do not want money going back and forth please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Mar 7, 2017, at 10:41 AM, Cynthia Rodriguez < > wrote: Hi Rich, Just confirming that the $11mn that is currently in Southern Financial'

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Subject: RE: Southern Financial Hi Rich, I don't see why we couldn't. We will monitor the accounts and have it turned off once it reaches $50mn. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 10154-0004 New York. NY. USA Tel. Fax Emai From: Richard Kahn [mailto Sent: Tuesday, March 07, 2017 11:07 AM To: Cynthia Rodriguez Cc: Stewart Oldfield; Jeanne Brennan; Bella Klein Subje

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