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sd-10-EFTA01376646Dept. of JusticeOther

EFTA Document EFTA01376646

Classification: For Infernal use only Hi Kim, AMI. Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard lamssi Assistant Vice Pin:

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sd-10-EFTA01376646
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Classification: For Infernal use only Hi Kim, AMI. Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard lamssi Assistant Vice Pin:

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: For Infernal use only Hi Kim, AMI. Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard lamssi Assistant Vice Pin:intent Deutsche Bank Wealth S.lanagement 345 Park Avenue, 24th Boor 1 w ' ' 0154 Securities offend through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield < Cc: Bradley Gillin < Subject: RE: Epstein - negative media [I] Classification: For internal use only Was this returned as an RDC alert — or part of the regular Lexis/Nexis due diligence? <imageD01.qif> Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. 14th floor, New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072977 CONFIDENTIAL SDNY_GM_00219161 EFTA01376646

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