EFTA Document EFTA01376685

From: Zbynek Kozelsky [ Sent: 7/12/2017 4:39:0 To: Vahe Stepanian CC: Stewart Oldfield Subject RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [II Yes, and go to the profile page — bottom to see what levels he is approved for (....he can do all levels). Are we doing business with him again? If yes, please make sure Shoshan is involved, it is under his CA number. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bark Securities Inc. Deutsche Bark Wealth Management 345 Park Avenue. 24th Floor New York. NY 10154 Tel. Em All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade oonfirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govem. Deutsche Bark is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential andfor privileged information If you are not the intended recipient (or have received ttis email in error), please notify the sender immediately and delete the email from your complier. My unauthorized copying. disclosure or distribution of the material in this email is prohibited. From: Vahe Stepanian Sent: Wednesday, July 12, 2017 4:34 PM To: Zbynek Kozelsky Cc: Stewart Oldfield Subject: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. (II Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073036 CONFIDENTIAL SDNY_GM_00219220 EFTA01376685