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sd-10-EFTA01376730Dept. of JusticeOther

EFTA Document EFTA01376730

Please confirm that both wires recalled. Thank you, Bella On May 3, 2019, at 12:23 PM, Bella Klein Dear Team, Please recall 2 wires sent from Neptune LLC account No them. Please let me know if anything else is required. OUTGOING MONEY TRANSFER 1.04/26/2019 TO WELLS FARGO BANK. NA A/ INC 2.05102/2019 Thank you, Bella > wrote: as vendor did not receive CKG PAINTING $1 .200 00 OUTGOING MONEY TRANSFER TO WELLS FARGO BANK. NA AJC KG PAINTING S1.000 00 INC On May 3, 2019, at 10:21

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sd-10-EFTA01376730
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Please confirm that both wires recalled. Thank you, Bella On May 3, 2019, at 12:23 PM, Bella Klein Dear Team, Please recall 2 wires sent from Neptune LLC account No them. Please let me know if anything else is required. OUTGOING MONEY TRANSFER 1.04/26/2019 TO WELLS FARGO BANK. NA A/ INC 2.05102/2019 Thank you, Bella > wrote: as vendor did not receive CKG PAINTING $1 .200 00 OUTGOING MONEY TRANSFER TO WELLS FARGO BANK. NA AJC KG PAINTING S1.000 00 INC On May 3, 2019, at 10:21

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Please confirm that both wires recalled. Thank you, Bella On May 3, 2019, at 12:23 PM, Bella Klein Dear Team, Please recall 2 wires sent from Neptune LLC account No them. Please let me know if anything else is required. OUTGOING MONEY TRANSFER 1.04/26/2019 TO WELLS FARGO BANK. NA A/ INC 2.05102/2019 Thank you, Bella > wrote: as vendor did not receive CKG PAINTING $1 .200 00 OUTGOING MONEY TRANSFER TO WELLS FARGO BANK. NA AJC KG PAINTING S1.000 00 INC On May 3, 2019, at 10:21 AM, Natalie Barak wrote: We submitted an inquiry to Wells Fargo. They are reviewing and will get back to us shortly. Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth. Management Deutsche Bank Trust Comp-shy Americas 345 Park Ayerrue. New Wet, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073095 CONFIDENTIAL SONY GM_00219279 EFTA01376730

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01423866

Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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Subject: FW: Neptune_$1200 and $1000 wire [I] From: Bradley Gillin Date: Fri, 03 May 2019 12:23:44 -0400 To: Stewart Oldfield Classification: For internal use only FYI From: Bella Klein [mailto: Sent: Friday, May 03, 2019 12:23 PM To: Natalie Barak Cc: Richard Kahn ; Brigid Macias < Subject: Re: Neptune_$1200 and $1000 wire Dear Team, • Bradley Gillin Please recall 2 wires sent from Neptune LLC account No xxxx3424 as vendor did not receive them. Please let me know if anything else

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Subject: Re: returned funds to Caterpillar From: Stewart Oldfield Date: Tue, 02 Apr 2019 19:33:31 -0400 To: Natalie Barak Cc: Brigid Macias Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2019, at 1:10 AM, Natalie Barak wrote: We should esca

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From: Bella Klein Sent: 5/6/2019 3:53:00 PM To: Natalie Barak [ CC: Richard Kahn I Bradley Gillin Brigid Macias • Stewart 0ldfield Subject: Re: Neptune_$1200 and $1000 wire Please confirm that both wires recalled. Thank you, Bella Tel • On May 3, 2019, at 12:23 PM, Bella Klein wrote: Dear Team, Please recall 2 wires sent from Neptune LLC account No me know if anything else is required. as vendor did not receive them. Please let OUTGOING MONEY TRANSFER 1.04/26/2019 TO WE

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Subject: Re: returned funds to Caterpillar From: Stewart Oldfield ‹ > Date: Tue, 02 Apr 2019 18:06:20 -0400 To: Brigid Macias Cc: Natalie Barak No. Doesn't work. Although, we may have done it just last year. Double check. This is being done to exit the relationship. Stewart Oldfield, CFA, CAIA Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Apr

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Subject: RE: Neptune $1200 and $1000 wire From: Brigid Macias O> Date: Mon, 06 May 2019 15:59:17 -0400 To: Bella Klein Cc: Natalie Barak Richard Kahn Bradley Gillin Stewart Oldfield You are very welcome. We will keep you posted once we see any progress. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Floor New York, NY 10154 Tel. Fax Email Securities offered through D

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