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EFTA Document EFTA01376797EFTA Document EFTA01376799
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sd-10-EFTA01376798Dept. of JusticeOther

EFTA Document EFTA01376798

Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild [C] Classification: Confidential >; Stewart Oldfield < >; Vahe Stepanian Matt Glassman <1 ; Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with

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Dept. of Justice
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sd-10-EFTA01376798
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Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild [C] Classification: Confidential >; Stewart Oldfield < >; Vahe Stepanian Matt Glassman <1 ; Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with

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Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Subject: RE: Rothschild [C] Classification: Confidential >; Stewart Oldfield < >; Vahe Stepanian Matt Glassman <1 ; Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn 1.11.1. Sent: Tuesday, May To: Tazia Smith Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Subject: Re: Rothschild [C] mr epstein is not yet ready to put and order in without thank you for your work on this.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor N w Y rk NY 10022 Glassman; Davide-A Sferrazza any firm indication on where he can get done for 100k CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073193 CONFIDENTIAL SDNY_GM_00219377 EFTA01376798

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Vahe Stepanian Date: Thu, 01 Jun 2017 08:16:02 -0400 To: Delores Rubin Richard Kahn Cc: Tazia Smith Stewart Oldfield Classification: Confidential Thanks Delores. Rich — let us know how to proceed this morning. Best, Vahe From: Delores Rubin Sent: Thursday, June 01, 2017 7:35 AM To: Richard Kahn Cc: Tazia Smith ; Vahe Stepanian ‹ > Subject: RE: Rothschild - Being shown an offer! [C] Classification: Confidential Good morni

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Subject: RE: Rothschild [C] From: Delores Rubin <delores.rubin@db.com> Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza <davide-a.sferrazza@db.com> Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised

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<image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P rk Avenue 10154-0004 New York. NY. LISA E . Email From: Tazia Smith Sent: Tuesday, May 23, 2017 2:41 PM To: Richard Kahn < Cc: Delores Rubin < Oldfield < >; Stewart >; Vahe Stepanian >; Matt Glassman >; Davide-A Sferrazza < Subject: RE: Rothschild [CI Classification: Confidential Thanks Rich. No market on 100k that we're in touch wi

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Subject: RE: Rothschild [C] From: Delores Rubin ‹ > Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Davide-A Sferrazza Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutiti

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Subject: RE: Rothschild - Bein shown an offer! [C] From: Tazia Smith Date: Thu, 01 Jun 2017 13:18:43 -0400 To: Richard Kahn Delores Rubin Cc: Vahe Stepanian Stewart Oldfield Classification: Confidential Rich — Any price guidance you can share? Something as in you'd step for 100k block around [28]? No shot at a seller showing more size if he thinks you guys may disappear as soon as he (or any seller) shows more shares. :/ Let us know if / where you think JE truly cares (or not) so that

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