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sd-10-EFTA01377076Dept. of JusticeOther

EFTA Document EFTA01377076

From: Darlene Zong Sent: 10/18/2016 8:49:40 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: IC) Classification: Confidential Daniel Sabba We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank

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Dept. of Justice
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sd-10-EFTA01377076
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From: Darlene Zong Sent: 10/18/2016 8:49:40 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: IC) Classification: Confidential Daniel Sabba We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Darlene Zong Sent: 10/18/2016 8:49:40 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: IC) Classification: Confidential Daniel Sabba We should be able to work within yesterday's context. Once we have a firm order, we can work to get potentially better. From: Richard Kahn [mailto Sent: Monday, October 17, 2016 5:35 PM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York NY 10022 On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUS1P: 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,000,000 CUSH': 105.875 x 107.375 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073621 CONFIDENTIAL SONY GM_00219805 EFTA01377076

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As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FIR 8.5 2020 @ 106.50 or better in Southern Financial LLC. We have the order till the end of the today. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 8:50 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential We should be able to work within yesterday's context. Once we

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On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 CUSIP: 060505DT8 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 CUSIP: 35906AAH1 105.875 x 107.375 Best, <image001.gif> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor, New York,

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Once we have a firm order, we can work to get potentially better. From: Richard Kahn Sent: Monday, October To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRIC Associates Inc. 575 Lexington Avenue 4th Floor 2 to fa < > On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below th

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