EFTA Document EFTA01377086

This email may ixintain confidential and/or privileged information If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Stewart Oldfield Sent: Tuesday, November 15, 2016 5:21 PM To: Zbynek Kozelsky Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only Then please tell me specifically what I need to do and for which clients. Are we only talking about Southern Financial and Tisch? From: Zbynek Kozelsky Sent: Tuesday, November 15, 2016 3:14 PM To: Stewart Oldfield Cc: Mathew Negus; Todd Stevens; Joseph Dursi Subject: RE: Canyon requests - AIS - KCP [I] Classification: For internal use only I am afraid we may be in violation of KCP KOPs if we do it your way... Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terrns of the tradels) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bait is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauttionzed copying. disclosure or distribution of the material in this email is prohibited From: Stewart Oldfield Sent: Tuesday, November 15, 2016 3:11 PM To: Zbynek Kozelsky CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073634 CONFIDENTIAL SDNY_GM_00219818 EFTA01377086