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EFTA Document EFTA01377146EFTA Document EFTA01377148
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sd-10-EFTA01377147Dept. of JusticeOther

EFTA Document EFTA01377147

From: Darlene Zong Sent: 10/18/2016 11:43:22 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: (C) Classification: Confidential ; Daniel Sabba The Haze Trust sold S3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential Just about to give you an update — Southern Financial L

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From: Darlene Zong Sent: 10/18/2016 11:43:22 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: (C) Classification: Confidential ; Daniel Sabba The Haze Trust sold S3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential Just about to give you an update — Southern Financial L

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From: Darlene Zong Sent: 10/18/2016 11:43:22 AM To: Richard Kahn CC: Stewart 0ldfield Subject: RE: (C) Classification: Confidential ; Daniel Sabba The Haze Trust sold S3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential Just about to give you an update — Southern Financial LLC sold S3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% Nothing on BAC pfd yet, still working at 102.75 ob From: Richard Kahn Sent: Tuesday, October 18, 2016 10:33 AM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] please refresh on any partial fills and current bid asks i see FTR trading 107+ thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 18, 2016, at 9:47 AM, Darlene Zong e > wrote: Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073727 CONFIDENTIAL SONY GM_00219911 EFTA01377147

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