EFTA Document EFTA01377397

On Jun 11, 2018, at 2:08 PM, Stewart Oldfield wrote: I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also send me JEE's dates for France. Thanks From: Richard Kahn Imailto Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 Begin forwarded message: From: Nathan Head <nathan.head@db.com> Subject: USA Patriot Act Customer Identification Program Notification Date: June 11, 2018 at 1:35:47 PM EDT To: 'Richard Kahn' <richardkahnI2Ournail.com> Cc: Joshua Chin-Sang 1 oshua.chin-sang©db.com> <image001.png> Dear Client - Southern Financial, LLC Subject: USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074187 CONFIDENTIAL SONY GM_00220371 EFTA01377397