EFTA Document EFTA01377464

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Unknown

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Dept. of Justice

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sd-10-EFTA01377464

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EFTA Disclosure

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82919 JEGE, Inc Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 82917 JEGE, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 82920 Neptune, LLC Andrew Gallivan 3/16/2017 no material change no material change Yes No Stewart Oldfield 82922 NES, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 82923 Plan D, LLC Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 82912 Southern Financial LLC Andrew Gallivan 3/16/2017 No changes in activities. No changes Yes No Stewart Oldfield 82913 Southern Trust Company, Inc. Andrew Gallivan 3/16/2017 Southern Trust Company has not changed its nature of business within the past year. it is still a private investment company and has no changed. Southern Trust is still a private investment company and has not had any changes No No Stewart Oldfield 82921 The 2007 Jeffrey E. Epstein Insurance Trust #3 Andrew Gallivan 3/16/2017 No material change No material change Yes No Stewart Oldfield 82799 Pinpoint Capital Partners, LLC Andrew Gallivan 3/10/2017 They are part of the small accounts exit project.. we are planning to close their accounts There are no changes to clients employment status, health or primary residence. No No Brian Convey 82798 Jarero, Cristina Andrew Gallivan 3/10/2017 John Marion spoke with client re: accounts There are no material changes No No Brian Convey 82871 Kestenbaum, Jacob Andrew Gallivan 3/13/2017 Scott Prokop and Brian Convey speaks with client to review his account. There are no material changes Yes No Brian Convey 82836 Paul A Volcker Irrevocable Life Ins Trust Andrew Gallivan 3/13/2017 Brian Convey speaks with client quarterly to review account. There are no changes to client's employment status, health or primary residence No No Brian Convey 82833 Paul Volcker Tr For James P. Volcker Andrew Gallivan 3/13/2017 Brian speaks with client quarterly to review account There are no material changes No No Brian Convey 82834 Paul Volcker Tr For Janice Volcker Zima Andrew Gallivan 3/13/2017 Brian Convey speaks with client quarterly to review accounts. There are no material changes No No Brian Convey CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0074320 SDNY_GM_00220504 EFTA01377464

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