EFTA Document EFTA01377609

From: Richard Kahn Sent: 8/30/2018 6:58:25 AM To: Stewart Oldfield I Subject: Re: The Butterfly Trust ok. Just trading. Not a lot of money in account. Thanks. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 Tel Fax Cell > On Aug 30, 2018, at 6:56 AM, Stewart oldfield < wrote: > • Thanks. what will it be used for? It probably makes sense for me to still set it up with the KCP trading team (who can easily keep it separate from Paul's accounts) since that will give you the most flexibility to trade over time. will get docs. Thanks. > • Stewart oldfield, CFA, CAIA > Director > • Deutsche Bank Trust Company Americas > Deutsche Bank wealth Management > 345 Park Avenue, New York, NY 10154 > Tel. > Mobile > Email > • Securities offered through Deutsche Bank Securities Inc. »• On Aug 30, 2018, at 6:27 AM, Richard Kahn > wrote: » • Butterfly will not be a Paul trading account. I will look into certificate of good standings. Thanks. » Richard Kahn » HBRK Associates Inc. » 575 Lexington Avenue, 4th Floor » New York. NY 10022 » Tel » Fax » cell >» • On Aug 29, 2018, at 11:47 AM, Stewart oldfield < > wrote: >» >» sorry, just getting caught up after two weeks away. will send you the docs. Is this an account that Paul will trade through Martin or something else? >» >» Also, just as with Gratitude, we will need to clear our annual KYC review to open a new account. I think we are still waiting on the certificate of good standing for Gratitude and the other corporate accounts. >» >» Thanks >» >» Original message >» From: Richard Kahn >» Sent: monday, AugustI M >» To: Bradley Gillin < >» Cc: Stewart Oldfield ; Bella Klein < >» subject: The Butterfly Trust >» >» please advise on process to open brokerage account thank you >» >» Richard Kahn >» HBRK Associates Inc. >» 575 Lexington Avenue 4th Floor >» New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074755 CONFIDENTIAL SDNY_GM_00220939 EFTA01377609