Skip to main content
Skip to content
Case File
sd-10-EFTA01377751Dept. of JusticeOther

EFTA Document EFTA01377751

S- /A 2/27/2014(7) 368,890(8) 7.25 2/27/2024 Alyssa Henry 5/14/2014(3) 2,000,000(8) 7.25 5/14/2024 (1) (2) (3) (4) (5) Each of the outstanding options to purchase shares of our Class B common stock was granted pursuant to our 2009 Plan and is subject to 12 months of accelerated vesting in the event of a change of control. This column represents the fair market value of a share of our Class B common stock on the date of grant, as determined by our board of directors or its autho

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01377751
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

S- /A 2/27/2014(7) 368,890(8) 7.25 2/27/2024 Alyssa Henry 5/14/2014(3) 2,000,000(8) 7.25 5/14/2024 (1) (2) (3) (4) (5) Each of the outstanding options to purchase shares of our Class B common stock was granted pursuant to our 2009 Plan and is subject to 12 months of accelerated vesting in the event of a change of control. This column represents the fair market value of a share of our Class B common stock on the date of grant, as determined by our board of directors or its autho

Ask AI About This Document

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
S- /A 2/27/2014(7) 368,890(8) 7.25 2/27/2024 Alyssa Henry 5/14/2014(3) 2,000,000(8) 7.25 5/14/2024 (1) (2) (3) (4) (5) Each of the outstanding options to purchase shares of our Class B common stock was granted pursuant to our 2009 Plan and is subject to 12 months of accelerated vesting in the event of a change of control. This column represents the fair market value of a share of our Class B common stock on the date of grant, as determined by our board of directors or its authorized committee. One-fourth of the shares subject to the option vest on the first anniversary of the vesting commencement date and one forty-eighth of the shares vest monthly thereafter, subject to continued service with us. The option is subject to an early exercise provision and is immediately exercisable for restricted shares. Restricted shares acquired upon the early exercise of options are subject to repurchase by us at the original exercise price, which right lapses pursuant to the option's vesting schedule. Of the shares underlying this option. 122,940 of the shares were vested as of December 31. 2014. The option is subject to an early exercise provision and is immediately exercisable for restricted shares. Restricted shares acquired upon the early exercise of options are subject to repurchase by us at the original exercise price, which right lapses pursuant to the option's vesting schedule. Of the shares underlying this option. 28.690 of the shares were vested as of December 31. 2014. 158 Table of Contents& (8) (7) (8) The option is subject to an early exercise provision and is immediately exercisable for restricted shares. Restricted shares acquired upon the early exercise of options are subject to repurchase by us at the original exercise price. which right lapses pursuant to the option's vesting schedule. Of the shares underlying this option. 292.780 of the shares were vested as of December 31. 2014. One-fifth of the shares subject to the option vest on the first anniversary of the vesting commencement date and one•satieth of the shares vest monthly thereafter, subject to continued service with us. The option is subject to an early exercise provision and is immediately exercisable for restricted shares. Restricted shares acquired upon the early exercise of options are subject to repurchase by us at the original exercise price, which right lapses pursuant to the option's vesting schedule. All of the shares underlying this option were unvested as of December 31. 2014. Potential Payments upon Termination or Change of Control Executive Change of Control and Severance Agreements We have entered into a change of control and severance agreement with each of our named executive officers, which agreement provides for the severance and change of control benefits described below. Each change of control and severance agreement supersedes any existing agreement or arrangement the named executive officers may have with us that provides for severance and/or change of control payments or benefits. Under each change of control and severance agreement, if the named executive officer remains employed by us or any of our subsidiaries through a "triggering event" (as defined in our 2009 Plan), the vesting of any of his or her options (or unvested shares acquired through the early exercise of options) that were outstanding when the change of control and severance agreement was entered into will be accelerated as if he or she had been employed for an additional 12 months following such triggering event. If the named executive officer's employment is terminated by us without "cause" or by reason of death or "disability" (as such term are defined in his or her change of control and severance agreement), in either case, outside the Change of Control Period (as defined below), he or she will be eligible to receive the following payments and benefits if he or she timely signs and does not revoke a release of claims: • a lump-sum payment equal to 75% of annual base salary (as of immediately before his or her termination); • a lump-sum payment equal to a pro rata portion of the annual bonus that the named executive officer would have earned for the year of his or her termination if he or she had remained employed until eligible to receive the bonus; • a taxable lump-sum payment equal to nine months of the monthly COBRA premium required to continue health insurance coverage for the named executive officer and his or her eligible dependents regardless of whether the named executive officer elects COBRA coverage; and • in the event of a termination due to death or disability only, fully accelerated vesting and exercisability of all outstanding equity awards, and, with respect to equity awards with performance-based vesting, all performance goals or other vesting criteria will be deemed achieved at 100% of target levels. If, within the three-month period before or after the 12-month period following a change of control (such period, the Change of Control Period), the named executive officer's employment is terminated by us without cause or by reason of death or disability blip: Nu'. see. g ()WA rehi vestedgar/data/1512673ANS )1193125 I 5369092/d937622ds I a. him' 11/6/2015 7:37:12 AMI CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0074903 SDNY_GM_00221087 EFTA01377751

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Phone5369092

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01414378

81nidZpGqzkSDMpD This document is For Internal Use Only. Deutsche Bank Corporate & Investment Banking CONFIDENTIAL SPAC discussion materials August 2016 Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the United States. EFTA01414378 81nidZpOcizkSDMpD "IMPORTANT: This presentation (the "Presentation") has been prepared by Deutsche Bank's investment banking department exclusively for the benefit and internal us

143p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01395294

GLDUS143 Henry Nicholas Proprietary and Confidential — Private Placement Memorandum Glendower Access Secondary Opportunities IV (U.S.), L.P. An "Access Fund" into Glendower Capital Secondary Opportunities Fund IV, LP Offering of Limited Partner Interests January 2018 Important Disclosures EFTA01395294 GLDUS143 Henry Nicholas This confidential private placement memorandum (as amended or supplemented from time to time, this "Memorandum") is furnished on a confidential basis by iCapita

342p
Dept. of JusticeAug 22, 2017

11 MAY 25-MAY 27 901_Redacted.pdf

Kristen M. Simkins From: Irons, Janet Sent: Wednesday, May 25, 2016 11-29 AM To: Richard C. Smith Cc: Jeffrey T. We Subject: Meeting with Prison Society tomorrow Hello Warden Smith, I'm writing in preparation for our meeting with you and Director Hite tomorrow at 9:30 to talk about the Law Library. We have been in touch with Kim Kelmor, Assistant Director ofthe Law Library at Penn State, who has experience with prison libraries. She has helpfully provided us with some questions and guida

186p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
OtherUnknown

In the Matter of the Search of

DOJ EFTA Data Set 10 document EFTA01301551

6p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01395715

GLDUS143 Henry Nicholas GLENDOWER ACCESS SECONDARY OPPORTUNITIES FUND IV (U.S.), L.P. CONFIDENTIAL Glendower Access Secondary Opportunities IV (U.S.), L.P. will invest substantially all of its investable assets into Glendower Capital Secondary Opportunities Fund IV, L.P. (the "Underlying Fund"). ACCESS & UNDERLYING FUND TERMS ACCESS FUND GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. GENERAL PARTNER Glendower Access Secondary Opportunities IV GP, LLC INVESTMENT MANAGER iC

40p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.