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sd-10-EFTA01377785Dept. of JusticeOther

EFTA Document EFTA01377785

S-I/A Balance at December 31, Shares Amount Shares Amount capital loss deficit equity 2011 114,364,310 5144.442 128,616,360 S — $ 3,941 $ — S (51.847) $ 96.536 Net loss — — — — — — (85.199) (85.199) Shares issued in connection with: Exercise of stock options — — 4,574.860 — 629 — — 629 Vesting of early exercised stock options — — — — 2.035 — — 2,035 Issuance of common stock — — 531.990 — — — — — Series D preferred stock financing 2

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01377785
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0
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Summary

S-I/A Balance at December 31, Shares Amount Shares Amount capital loss deficit equity 2011 114,364,310 5144.442 128,616,360 S — $ 3,941 $ — S (51.847) $ 96.536 Net loss — — — — — — (85.199) (85.199) Shares issued in connection with: Exercise of stock options — — 4,574.860 — 629 — — 629 Vesting of early exercised stock options — — — — 2.035 — — 2,035 Issuance of common stock — — 531.990 — — — — — Series D preferred stock financing 2

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EFTA Disclosure
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S-I/A Balance at December 31, Shares Amount Shares Amount capital loss deficit equity 2011 114,364,310 5144.442 128,616,360 S $ 3,941 $ S (51.847) $ 96.536 Net loss (85.199) (85.199) Shares issued in connection with: Exercise of stock options 4,574.860 629 629 Vesting of early exercised stock options 2.035 2,035 Issuance of common stock 531.990 Series D preferred stock financing 20,164210 221,754 221,754 Repurchase of common stock (753.240) Change in foreign currency translation (4) (4) Share•based compensation 8.114 8.114 Balance at December 31. 2012 134.528.520 5366.196 132,969.970 S — $ 14,719 $ (4) $ (137.046) $ 243.865 Net loss (104.493) (104.493) Shares issued in connection with: Exercise of stock options 7.900.670 4.858 4.858 Vesting of early exercised stock options 3.052 3.052 Issuance of common stock 50.400 Issuance of common stock in connection with business combination 242.700 278 278 Starbucks common stock warrant 764 764 Series D preferred stock financing 1 1 Repurchase of common stock (3.145.840) Change in foreign currency translation (689) (689) Share•based compensation 14.658 14,658 Balance at December 31. 2013 134.528.520 5366.197 138.017.900 $ - $ 38.329 S (693) $ (241.539) $ 162.294 Net loss (154.093) (154.093) Shares issued in connection with: Exercise of stock options 9.403.147 8,685 8.685 Vesting of early exercised stock options 11,128 11.128 Issuance of common stock in connection with business combinations 8.384.156 59.576 59.576 Issuance of common stock 24.220 Series E preferred stock financing 9.700.289 148.748 148.748 Contribution of preferred stock (8.976.000 Repurchase of common stock (1.225.740) Change in foreign currency transtafion (114) - (114) http://www..ux.gov/Archives/cdgar/dats/1512673AXX11193125B369092/d937622ds I a. htm[11/6/2015 7:37:12 AM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0074937 SDNY_GM_00221121 EFTA01377785

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Phone310 5144
Phone528.520 5366
URLhttp://www..ux.gov/Archives/cdgar/dats/1512673AXX11193125B369092/d937622ds

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