Skip to main content
Skip to content
Case File
sd-10-EFTA01377823Dept. of JusticeOther

EFTA Document EFTA01377823

ti- /A such persons against certain liabilities. These indemnification provisions and the indemnification agreements entered into between the Registrant and its officers and directors may be sufficiently broad to permit indemnification of the Registrant's officers and directors for liabilities (including reimbursement of expenses incurred) arising under the Securities Act of 1933, as amended (Securities Act). The underwriting agreement filed as Exhibit 1.1 to this registration statement pro

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01377823
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

ti- /A such persons against certain liabilities. These indemnification provisions and the indemnification agreements entered into between the Registrant and its officers and directors may be sufficiently broad to permit indemnification of the Registrant's officers and directors for liabilities (including reimbursement of expenses incurred) arising under the Securities Act of 1933, as amended (Securities Act). The underwriting agreement filed as Exhibit 1.1 to this registration statement pro

Ask AI About This Document

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
ti- /A such persons against certain liabilities. These indemnification provisions and the indemnification agreements entered into between the Registrant and its officers and directors may be sufficiently broad to permit indemnification of the Registrant's officers and directors for liabilities (including reimbursement of expenses incurred) arising under the Securities Act of 1933, as amended (Securities Act). The underwriting agreement filed as Exhibit 1.1 to this registration statement provides for indemnification by the underwriters of the Registrant and its officers and directors for certain liabilities arising under the Securities Act and otherwise. Item 15. Recent Sales of Unregistered Securities. Common Stock Issuances In July 2015, the Registrant sold 3,777 shares of its common stock, in consideration for services previously rendered by a deceased employee, to a beneficiary of the employee, at a purchase price of approximately $0.01 per share, for an aggregate purchase price of approximately $37.77. Preferred Stock Issuances From July 2012 through September 2012, the Registrant sold an aggregate of 20,164.210 shares of its Series D convertible preferred stock to 21 accredited investors at a purchase price of approximately $11.014 per share, for an aggregate purchase price of approximately $222.1 million. From September 2014 through October 2015; the Registrant sold an aggregate of 11,640,347 shares of its Series E convertible preferred stock to 12 accredited investors at a purchase price of approximately $15.46345 per share, for an aggregate purchase price of approximately $180.0 million. Option and RSU Issuances Since June 1, 2012, the Registrant granted to its directors, officers, employees, consultants, and other service providers options to purchase an aggregate of 119,745,206 shares of its common stock under its equity compensation plans at exercise prices ranging from approximately $2.728 to $15.39 per share. Since June 1, 2012, the Registrant granted to its directors, officers, employees, consultants, and other service providers an aggregate of 1,025,000 restricted stock units to be settled in shares of its common stock under its equity compensation plans. 11-2 Toil* of Contents Wanants Since June 1, 2012, the Registrant issued to one accredited investor warrants to purchase an aggregate of 15,761.570 shares of its common stock at exercise prices ranging from $11.01 to $14.37 per share, for an aggregate purchase price of approximately $194.7 million. Shares Issued in Connection with Acquisitions Since June 1, 2012, the Registrant issued an aggregate of 12,157.347 shares of its common stock in connection with acquisitions of certain companies or their assets and as consideration to individuals and entities who were former service providers and/or stockholders of such companies. In connection with the Registrant's acquisitions of four companies, the Registrant issued shares to 3, 11, 27, and 12 individuals or entities, respectively. In each of these transactions recipients of shares represented to the Registrant that they are "accredited investors: as defined in Regulation D promulgated under Section 4(a)(2) of the Securities Act, formerly Section 4(2), or that they have appointed a purchaser representative (as defined in Rule 501(h)). In connection with the Registrant's acquisitions of certain assets, the Registrant issued shares to one entity in each instance. The Registrant believes that each recipient of shares was sophisticated and capable of understanding and evaluating the risks of acquiring the Registrant's securities. None of the foregoing transactions involved any underwriters, underwriting discounts or commissions, or any public offering. http://www. sec. g ov/A rehi vestedgar/data/1512673AMS 11193125 I 5369092/d937622ds I a. htm[11/6/2015 7:37:12 A M j CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0074975 SDNY_GM_00221159 EFTA01377823

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Phone5369092

Related Documents (6)

OtherUnknown

KYC Print

DOJ EFTA Data Set 10 document EFTA01295555

13p
Dept. of JusticeAug 22, 2017

11 MAY 25-MAY 27 901_Redacted.pdf

Kristen M. Simkins From: Irons, Janet Sent: Wednesday, May 25, 2016 11-29 AM To: Richard C. Smith Cc: Jeffrey T. We Subject: Meeting with Prison Society tomorrow Hello Warden Smith, I'm writing in preparation for our meeting with you and Director Hite tomorrow at 9:30 to talk about the Law Library. We have been in touch with Kim Kelmor, Assistant Director ofthe Law Library at Penn State, who has experience with prison libraries. She has helpfully provided us with some questions and guida

186p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01375636

Oliver Rothauser Director I Saks & Origination Institutional Wealth Partners #Positivelmpact Please be advised that, in connection with a potential investnwnt In GTIS (directly or indirectly), we IURSII Hill be treating you as IIII"histitutional account- as such temp is defined in FINRA Rule 4512(c$3) and as such we taped that you have total assets of S50 million or more, arc able to evaluate such transaction independently, without relying on any statements or views of DBSI, and will exerci

1p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
Dept. of JusticeJul 22, 2021

Deferred prosecution agreement

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION UNITED STATES OF AMERICA, Plaintiff, vs. FIRSTENERGY CORP., Defendant. CASE NO. ____________ JUDGE BLACK DEFERRED PROSECUTION AGREEMENT The United States Attorney’s Office for the Southern District of Ohio (“USAO-SDOH” or “government”) and the Defendant, FirstEnergy Corp., by its undersigned representative and counsel, pursuant to the authority granted by the Board of Directors, agree as follows: 1. Criminal Information

49p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01414378

81nidZpGqzkSDMpD This document is For Internal Use Only. Deutsche Bank Corporate & Investment Banking CONFIDENTIAL SPAC discussion materials August 2016 Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the United States. EFTA01414378 81nidZpOcizkSDMpD "IMPORTANT: This presentation (the "Presentation") has been prepared by Deutsche Bank's investment banking department exclusively for the benefit and internal us

143p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.