EFTA Document EFTA01378469

From: Stewart Oldfield Sent: 7/16/2019 4:36:09 PM To: Kimberly Hart Subject: FW: Urgent Request (SC] Classification: Strictly Confidential From: Donna Kerrigan Sent: Tuesday, July 16, 2019 3:25 PM To: Leslie Roth Cc: Robert Frohlich < >; Stewart Oldfield Subject: FW: Urgent Request (CJ Classification: Confidential Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July 16, 2019 3:12 PM To: Robert Frohlich < >; Donna Kerrigan Subject: RE: Urgent Request [C) Classification: Confidential Rob, Could you break out brokerage vs. non-brokerage assets? I don't think we had such a substantial volume drop in July '18, and wonder if that's a brokerage data issue. Thanks From: Robert Frohlich Sent: Tuesday, July 16, 2019 2:45 PM To: Donna Kerrigan ‹ > Cc: Stewart Oldfield Subject: RE: Urgent Request )C) Classification: Confidential Here you go - also attaching the underlying data from GNIIS which includes tic product type and client names as well as USD. Sum of EUR Categorie relationship reference* YearMonth Revenues Volume SOUTHERN FINANCIAL 201801 118,719 177,123,487 201802 92,880 192,177,294 201803 101,339 183,554,497 201804 97,754 184,758,913 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075648 CONFIDENTIAL SDNY_GM_00221832 EFTA01378469