EFTA Document EFTA01378660
New York, NY 10022 tel fa ce On Mar 8, 2019, at 9:55 AM, Liam Osullivan ne> wrote: Classification: Confidential Rich, IB did not send back the corrected request. The latest request was rejected. They will need to re- submit with the correct tax id. We could also process a free delivery and wire with signed instructions. Thank you, Liam '1=0)01 .gif> Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 • w York
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New York, NY 10022 tel fa ce On Mar 8, 2019, at 9:55 AM, Liam Osullivan ne> wrote: Classification: Confidential Rich, IB did not send back the corrected request. The latest request was rejected. They will need to re- submit with the correct tax id. We could also process a free delivery and wire with signed instructions. Thank you, Liam '1=0)01 .gif> Liam O'Sullivan Investments & Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 • w York
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EFTA Document EFTA01434612
Subject: RE: EURUSD options trade confirmation From: Liam Osullivan ‹ > Date: Tue, 15 May 2018 14:51:14 -0400 To: Martin Zeman "Paul Barrett ( Richard Kahn Cc: Xavier Avila Davide-A Sferrazza Stewart Oldfield Joshua Shoshan Paul & Rich, We have attached the confirms for the EURUSD option trades. Please have signed and email back to us. Thank you, Liam { } Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0
EFTA Document EFTA01387665
From: Liam Osullivan Sent: 5/8/2018 4:20:14 PM To: 'Paul Barrett CC: Xavier Avila Martin Zeman Joshua Shoshan Subject: USDARS NDF confirmation [CI Attachments: fax-2018-05-08.121139.pdf Classification: Confidential 'Richard Kahn' Davide-A Sferrazza ; Stewart Oldfield Paul, To confirm you sold ARS 29,910,000.00 and bought USD at 24.20 value 13/15 June 2018. We have attached the confirm that needs to be signed and emailed back to us. Thank you, Liam z Liam O'Sullivan AVP I
EFTA Document EFTA01425031
Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC 20190305 [C] From: Richard Kahn < Date: Fri, 08 Mar 2019 10:47:12 -0500 To: Liam Osullivan Cc: Stewart Oldfield thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Mar 8, 2019, at 10:46 AM, Liam Osullivan Classification: Confidential The cash balance is $190,415.39 From: Liam Osullivan Sent: Friday, March 08, 2019 10:02 AM To: 'R
EFTA Document EFTA01406741
Subject: FW: US FATCA Outreach - Client Email Contact Required - 1007406812 [I] [C] From: Davide-A Sferrazza ‹ > Date: Mon, 09 Apr 2018 18:14:50 -0400 To: Martin Zeman Cc: Liam Osullivan Nina Tona Classification: Confidential Martin, In the below chain, the FATCA outreach team stated that they only required the W-9 for Southern Financial (attached). If Zack and company do in fact need the FATCA form completed, I did not see it anywhere on our saved drive. Ellenoi confirmed that we wo
EFTA Document EFTA01424777
Subject: Re: Boods to sell [C] From: Richard Kahn Date: Mon, 11 Feb 2019 09:51:33 -0500 To: Liam Osullivan < Cc: Jeanne Brennan Stewart Oldfi Martin Zeman Davide-A Sferrazza thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel c fax On Feb 11, 2019, at 9:50 AM, Liam Osullivan Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam <image001.gif> Liam O'Sullivan Investments & Trading I Institutional Weal
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DOJ EFTA Data Set 10 document EFTA01295633
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