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sd-10-EFTA01378705Dept. of JusticeOther

EFTA Document EFTA01378705

From. Stewart Oldfield Sent: 10/17/2018 1:34:33 PM To: Liam Osullivan I Subject: Fwd: Scanned Document Attachments: doc Stewart Oldfield, CFA, CAIA Director ; Bradley Gillin I pdf; ATT00O01..htm Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mans ement Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Darren Indyke Date: October 17, 2018 at 10:28:07 AM PDT To: Stewart Oldfield Cc: Darren Indyke , Richard Kahn < E> Sub

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sd-10-EFTA01378705
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From. Stewart Oldfield Sent: 10/17/2018 1:34:33 PM To: Liam Osullivan I Subject: Fwd: Scanned Document Attachments: doc Stewart Oldfield, CFA, CAIA Director ; Bradley Gillin I pdf; ATT00O01..htm Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mans ement Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Darren Indyke Date: October 17, 2018 at 10:28:07 AM PDT To: Stewart Oldfield Cc: Darren Indyke , Richard Kahn < E> Sub

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From. Stewart Oldfield Sent: 10/17/2018 1:34:33 PM To: Liam Osullivan I Subject: Fwd: Scanned Document Attachments: doc Stewart Oldfield, CFA, CAIA Director ; Bradley Gillin I pdf; ATT00O01..htm Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mans ement Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Darren Indyke Date: October 17, 2018 at 10:28:07 AM PDT To: Stewart Oldfield Cc: Darren Indyke , Richard Kahn < E> Subject: Fwd: Scanned Document ; Richard larossi Please see my attached ID and let me know if you require anything further. Thank you. ••• 41 OM 0*** •• • •• Oa MIN** ***** ***MM.. MO • OS Mr** ••• ••• ******** 04t The information contained in this communication is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It is the property of Darren K. Indyke. Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by retum e-mail, and destroy this communication and all copies thereof, including all attachments. Copyright of Darren K. Indyke - O2018 Darren K. Indyke — All rights reserved. ••••••••••••••lit**111.0-11 . . eitreenneorue• Begin forwarded message: From: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075941 CONFIDENTIAL SONY GM_00222125 EFTA01378705

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Subject: Re: Vijay, please call me when you can [I] From: Stewart Oldfield Date: Mon, 17 Dec 2018 06:35:10 -0500 To: Vijay-A Sawant Cc: Vinita Advani < Bradley Gillin Richard Iarossi Thanks very much. No need to continue any remediation. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Mana.ement Securities offered through Deutsche Bank Securities Inc. On Dec 17, 2018, at 4:50 AM, Vijay-A Sawant <vijay-a.sawant@db.com> wrote: > Classifi

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t

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Subject: RE: Jeffrey t [C] From: Arthur Tendler Date: Mon, 08 Aug 2016 13:07:48 -0400 To: Stewart Oldfield Cc: Bradley Gillin Cynthia Rodriguez Classification: Confidential Stewart, The account was transferred to the newly established Jacksonville Group of the Custody Department. Kind regards, Arthur Tendler fcid:image001.gif@OlD1F175.25DFB2E01 Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax M

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Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Stewart Oldfield ‹ > Date: Tue, 04 Sep 2018 08:57:08 -0400 To: Vijay-A Sawant <vijay-a.sawant@db.com> Cc: Richard Iarossi <richard.iarossi@db.com>, Mayur Rathod <mayur.rathod@db.com>, Bradley Gillin <bradley.gillin@db.com> Thanks. I'm back in the office late tmw or Thursday. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust C

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