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sd-10-EFTA01378731Dept. of JusticeOther

EFTA Document EFTA01378731

From: Liam Osullivan Sent: 2/11/2019 9:5 : To: Richard Kahn CC: Jeanne Brennan ; Stewart Oldfield Martin Zeman 0avide-A Sferrazza Subject: RE: Boods to sell [CI Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam Liam O Sullivan Incestma Is 4₹ Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park NY 10154-0004. USA Tel. Mobi Canty Visit us: Imp.....deutschewealth.com. #Positivelmpact IWP products

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sd-10-EFTA01378731
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From: Liam Osullivan Sent: 2/11/2019 9:5 : To: Richard Kahn CC: Jeanne Brennan ; Stewart Oldfield Martin Zeman 0avide-A Sferrazza Subject: RE: Boods to sell [CI Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam Liam O Sullivan Incestma Is 4₹ Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park NY 10154-0004. USA Tel. Mobi Canty Visit us: Imp.....deutschewealth.com. #Positivelmpact IWP products

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Liam Osullivan Sent: 2/11/2019 9:5 : To: Richard Kahn CC: Jeanne Brennan ; Stewart Oldfield Martin Zeman 0avide-A Sferrazza Subject: RE: Boods to sell [CI Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam Liam O Sullivan Incestma Is 4₹ Trading Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park NY 10154-0004. USA Tel. Mobi Canty Visit us: Imp.....deutschewealth.com. #Positivelmpact IWP products and services are intended for and availthle only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks ot, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for cascussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, aid private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only. and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn [mailto Sent: Monday, Februa 11 2019 9:43 AM To: Liam Osullivan Cc: Jeanne Brennan Subject: Boods to sell Stewart Oldfield CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0075973 CONFIDENTIAL SDNY_GM_00222157 EFTA01378731

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01425149

Subject: RE: Boods to sell [C] From: Liam Osullivan Date: Mon, 11 Feb 2019 09:50:30 -0500 To: Richard Kahn Cc: Jeanne Brennan Stewart Oldfield Martin Zeman ~ Davide-A Sferrazza <~ < Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logogrey.gif} Liam O'Sullivan Investments & Trading [ Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154

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Subject: Re: Boods to sell [C] From: Richard Kahn Date: Mon, 11 Feb 2019 09:51:33 -0500 To: Liam Osullivan < Cc: Jeanne Brennan Stewart Oldfi Martin Zeman Davide-A Sferrazza thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel c fax On Feb 11, 2019, at 9:50 AM, Liam Osullivan Classification: Confidential Rich, Will we be back with pricing. Thank you, Liam <image001.gif> Liam O'Sullivan Investments & Trading I Institutional Weal

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EFTA Document EFTA01374448

From: Richard Kahn Sent: 5/23/2018 5:00:13 PM CC: Martin Zeman I I; Paul Barrett [ I; Xavier Avila ; Davide-A Sferrazza ; Stewart Oldfield ;Joshua Shoshan ;Jeanne Brennan Liam Osullivan [Liam.osullivan@db.comI Subject: Re: signed confirms [CI Attachments: doc03178020180523085808.pdf Richard Kahn > on May 23, 2018, at 9:24 AM, Liam Osullivan wrote: > • Classification: Confidential > Rich, > • Last week you returned the signed confirmations for the EURUSD options that were tra

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EFTA Document EFTA01370684

From: Liam Osullivan Sent: 8/3/2018 11:49:59 AM To: Paul Barrett CC: Martin Zeman Subject: CDR / PLN [C] Attachments: Authorization_for_Non_USD_Wires_PLN.pdf : Davide-A Sferrazza ; Stewart Oldfield Richard Kahn Classification: Confidential Paul, You sold 682,916.26 PLN at 3.6731. ; Xavier Avila I have attached the letter of authorization that we will need to settle the PLN trades. We will send a total of 3,982,916.26 on 08/07 to settle the spot as well as the swap. We have ma

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Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information Also, the following positions were transferred from the SFLLC account to TD Ameritrade today: 5,000 BABA 3,000 GOOG 1,000 AMZN 2,

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EFTA Document EFTA01370924

From: Liam Osullivan [Liam.osullivan@db.com] Sent: 5/23/2018 9:24:02 AM To: Richard Kahn lrichardkahn12@gmaiLcomj; Martin Zeman [martin.zeman@db.com]; Paul Barrett ipaul@alphagroupcapital.com]; Xavier Avila Ixavier.avila@db.com]; Davide-A Sferrazza [davide- a.sferrazza@db.com]; Stewart Oldfield Istewart.oldfield@db.com]; Joshua Shoshan ljoshua.shoshan@db.coml; Jeanne Brennan (jabwcpa@gmail.com] Subject: RE: signed confirms [Cl Attachments: fax-2018-05-16-053509.pde fax-2018-05-16-05321

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