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sd-10-EFTA01379082Dept. of JusticeOther

EFTA Document EFTA01379082

Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Torn Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client me

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Dept. of Justice
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sd-10-EFTA01379082
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Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Torn Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client me

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones Paul Watson Robert Forsythe Todd Wanek Jeffrey Epstein Paul Barrett Ian Slome Katherine Montrone Raj Pundarika Todd Kristol Jon Sobel Heather Crosby Torn Danziger Rudy Sahay Patrick McGinnis As a reminder, compliance instructions are below. Compliance As long as you are not aware of any potential issues and the client meets the below criteria, you can enter them in compliance direct only if they confirm attendance. Questions or concerns should be directed to the ABC group. Criteria: Invitees should be limited to the wealth management client (or prospect) and/or their family members No sensitive counterparts (including public officials, regulatory agencies, etc.) DB payment of client travel & accommodation is not permitted Pending business at the time of invite is not permitted (i.e. specific discussions pertaining to investment type and amount have occurred and decision or action is pending with client, or discussion on moving assets from bank x to DB). Prospective business is ok — general relationship building. If they confirm, please use the following link to do this: !Mos ://www.concursol uti ons.comiExpenseiRequestidefau I t .asp The costs associated with this ticket type are: 11am Preview — $376.90 Enter in comments section - Parent ID: 226591 (enter in comments section) Invitation (cut and paste/forward the below): We hope you will be available to join us for the Preview of Frieze London. Below if the invitation which includes a registration link if you would like to reserve tickets. If you have any questions, please let me know. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076388 CONFIDENTIAL SDNY_GM_00222572 EFTA01379082

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Subject: RE: Next Steps: Invitation for Frieze Preview [I] From: Stewart Oldfield Date: Wed, 11 Jul 2018 10:23:37 -0400 To: Sarah Rafferty There's a typo in the invite text, fyi. Below if the invitation which includes a registration link if you would like to reserve tickets From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield ‹ > Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi Stewart, below is the invite for

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Subject: RE: Next Steps: Invitation for Frieze Preview [I] From: Stewart Oldfield Date: Mon, 16 Jul 2018 12:05:08 -0400 To: Sarah Rafferty ‹ > Sorry, I realize I didn't have the Lindemanns on the list I sent you — Adam (who is exhibiting) and George. Net worth each over $250mm. I sent them invites already. From: Sarah Rafferty Sent: Tuesday, July 10, 2018 12:38 PM To: Stewart Oldfield ‹ > Subject: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi

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Subject: Next Steps: Invitation for Frieze Preview [I] From: Sarah Rafferty Date: Tue, 10 Jul 2018 12:38:16 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Hi Stewart, below is the invite for the Preview for you to forward to your nominated clients listed below: James Burritt Ali Rashid Jamshid Keynejad Leon Black Michael Bloomberg Andrew Feldstein Rick Caruso Kelly Masuda EFTA01413867 Todd Meister Greg Martin Stan Gold Barry Bloom Ken Jones

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Subject: FW: Next Steps: Invitation for Frieze Preview [I] From: Stewart Oldfield < › Date: Thu, 02 Aug 2018 14:11:06 -0400 To: Monica Gilkinson Cc: Bradley Gillin From: Sarah Rafferty Sent: Thursday, August 02, 2018 2:10 PM To: Stewart Oldfield <IM > Subject: FW: Next Steps: Invitation for Frieze Preview [I] Classification: For internal use only Hi — you have the following registrations for Frieze London. Please let me know if you have any questions. Thanks. Event Region Status F

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Subject: FW: Next Steps: Invitation for Frieze Preview [I] From: Sarah Rafferty ‹ > Date: Thu, 02 Aug 2018 14:09:47 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Hi — you have the following registrations for Frieze London. Please let me know if you have any questions. Thanks. Event Region Status First name Last name Email DB representative Frieze London Preview 2018 (Wed) Americas Registered Adam Lindemann Stewart Oldfield Frieze London Preview 2018 (We

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