EFTA Document EFTA01379229

KYC Print M. Case Cements o records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris ;Signature) Paul Morris 7/17/2013 Office Director/Business Head: Brian M. Biggar ;Signature) Brian M. Biggar 7/18/2013 Regional Office Director: ,Signature) AML Business Risk: Armen Brash (Signature) Armen Brash 8/20/2013 AML Conpliance: Janice Franklin (Signature) Janice Franklin 8/21/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GhTTH)/Sub- Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so. Client Facing Professionals) (I) (CFP's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability. background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client https://dbfurcepb.my.salesforce.comf...RveF5gb3INcTRSTXpWYSxhWjA I cjitYZIcwa)CNvem1McjRwem 1.11.F1XWmtNROpo&autoMapValues= 1[7/10/2019 11:18:17 AM[ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076562 CONFIDENTIAL SDNY GM_00222746 EFTA01379229