EFTA Document EFTA01379236

ownership & management of artwork for investment purposes. I had already updated this but it seems they want more info on re-selling part. Could you advise on this please? C — Please check to see if there is a memo that was accompanied by Chip Pacicard's approval. If there is none. I recommend "refreshing'" the approval with current senior management. The current c-trail approval does not address what exactly is being discussed and approved. - Kindly provide this please. D - The address of employer for Caroline is missing. In addition. please include how long she has been with that company etc. - For Caroline, I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? E - The "How Was the Client(s) Introduced? How long has the RM personally known the client?" field talks about Zorro Management. Please amend. - Updated as appropriate. F - Ncw fields were added as part of Dbforcc change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case. as appropriate: <image002.png> I look forward to your response at the earliest in resolving these rejections. thanks. Kind Regards. <imagc001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B I, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Coregaon East. Mumbai - 300063 , India From: Vijay-A Sawant Sent: Monday. July 23. 2018 12:22 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 II] Importance: High Good Morning BradiStewan. A kind reminder of the below rejected cast & an update as well. Please note that as per latest update on CDD form delivery options (refer attached email from AML). we arc able to verify signatures of authorized individual from signature card. corporate resolution. etc. I am able to verify Mr Epstein's signature with 2017 Corp Resolution found in the repositories in this case. This resolves one of the rejection points below for us J So just summarizing the only pending item for this case now — • COGS for Prytance. LLC. (We would require the client to send latest COGS. dated within the last 6 months) Let me know if you have ran• queries, thanks. Kind Regards. <image001.2,if> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076571 CONFIDENTIAL SDNY GM_00222755 EFTA01379236