EFTA Document EFTA01379982

575 Lexington Avenue 4th Floor New York, NY 10022 On Jul 13, 2017, at 11:07 AM, Vahe Stepanian wrote: Classification: Confidential What is ticker? --Original Message---- From: Richard Kahn mailto Sent: Thursday, July 13, 201 : To: Vahe Stepanian Cc: Stewart Oldfield • D,rrn In. ke ; Jeanne Brennan we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor On Jul 13, 2017, at 10:57 AM, Vahe Stepanian wrote: Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078012 CONFIDENTIAL SONY GM_00224196 EFTA01379982