EFTA Document EFTA01380004

Important Please read this appendix (continued) 3. I understand that DBSI has policies which may be more restrictive than or impose requirements in addition to those of the Exchanges, FINRA or the New York Stock Exchange. I agree to abide by such policies as a condition of doing business with DBSI. I understand that these policies include but are not limited to the following: • Settlement date for all option trades is the business day following trade date. Notwithstanding this provision, DBS