EFTA Document EFTA01380142
From: Daniel Sabba Sent: 6/7/2016 5:00:36 PM To: Vahe Stepanian Subject: FW: (No Subject) ; Stewart Oldfield Did u get this? Stew maybe this topic is a perfect entree for ISG? --Original Message---- From: Richard Kahn Sent: Tuesday, June 07, 2016 04:49 PM Eastern Standard Time To: Subject: I I can you please look into a basket of preferred stocks (probably via a structured note) that we can lever 2-3x in a margin account thank you Richard Kahn HBRK Associates Inc. 575 Lexingt
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From: Daniel Sabba Sent: 6/7/2016 5:00:36 PM To: Vahe Stepanian Subject: FW: (No Subject) ; Stewart Oldfield Did u get this? Stew maybe this topic is a perfect entree for ISG? --Original Message---- From: Richard Kahn Sent: Tuesday, June 07, 2016 04:49 PM Eastern Standard Time To: Subject: I I can you please look into a basket of preferred stocks (probably via a structured note) that we can lever 2-3x in a margin account thank you Richard Kahn HBRK Associates Inc. 575 Lexingt
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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo
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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba
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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest
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From: Vahe Stepanian Nahe.stepanian@db.corni Sent: 1/15/2016 3:15:07 PM To: Jeffrey Epstein orni CC: Daniel Sabba ( ; Ariane Dwyer ; Paul Morris [ Stewart Oldfield ; Richard Kahn J Subject: JPYKRW Trade Recap - 1/15/16 ICI Classification: Confidential Jeffrey — today you executed the following transactions to close out your JPYKRW forward transaction. Note your USD proceeds will be —$893k as opposed to —$840k per your email below. Offsetting JPYKRW Forward Client SOUTHERN FIN
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