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sd-10-EFTA01380154Dept. of JusticeOther

EFTA Document EFTA01380154

From: Stewart Oldfield Sent: 4/5/2018 11:01:30 AM To: Rob Wang I Subject: Automatic reply: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 (I) I will be out of the office until Monday April 9th but will be checking emails regularly. For immediate assistance, please contact Brad Gillin ( I or Hilda Berrios Thanks ~)• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078357 CONFIDENTIAL SDNY_GM_00224541 EFTA01380154

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Dept. of Justice
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sd-10-EFTA01380154
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From: Stewart Oldfield Sent: 4/5/2018 11:01:30 AM To: Rob Wang I Subject: Automatic reply: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 (I) I will be out of the office until Monday April 9th but will be checking emails regularly. For immediate assistance, please contact Brad Gillin ( I or Hilda Berrios Thanks ~)• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078357 CONFIDENTIAL SDNY_GM_00224541 EFTA01380154

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 4/5/2018 11:01:30 AM To: Rob Wang I Subject: Automatic reply: Inquiry Regarding Account Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 (I) I will be out of the office until Monday April 9th but will be checking emails regularly. For immediate assistance, please contact Brad Gillin ( I or Hilda Berrios Thanks ~)• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078357 CONFIDENTIAL SDNY_GM_00224541 EFTA01380154

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Subject: RE: REF Debit Card Limit Increase A royal [I] From: Hildegarde Berrios Date: Mon, 19 Mar 2018 17: : - To: Ying-A Wang PWMUS AMLKYC Cc: Cherie Quigley Hello Ying, They are both linked to the same customer (483289) & account number (35269691). Regards, Hilda Hildegarde Berrios 1 V.P. — Banking Specialist : Deutsche Bank Trust Company Americas ' Private Wealth Mana'ement ' 345 Park Avenue, New York, NY 10154:( Securities offered by Deutsche Bank Securities Inc. From: Ying-A

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Subject: Automatic reply: Inquiry Regarding Account 42959295, Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] From: Stewart Oldfield ‹ > Date: Thu, 05 Apr 2018 11:01:30 -0400 To: Rob Wang <rob.wang@db.com> I will be out of the office until Monday April 9th but will be checking emails regularly. For immediate assistance, please contact Brad Gillin (bradley.gillin@db.com 212-454-1130) or Hilda Berrios (hildegarde.berrios@db.com 212-250-6534). Thanks EFTA01426707

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Subject: Fwd: Inquiry Regarding Account 42959295, Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I] From: Stewart Oldfield Date: Thu, 05 Apr 2018 12:23:03 -0400 To: Bradley Gillin Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Amlcompliance Inquiries <amlcompliance.inquiries@db.com> Date: April 5, 2018 at 11:04:26 AM EDT To: Hil

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