EFTA Document EFTA01380205
From: Richard Kahn Sent: 9/26/2018 8:58:21 AM To: Stewart 0ldtield I Subject: Re: Gratitude mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell M I On Sep 25, 2018, at 12:52 PM, Stewart Oldfield > wrote: Did you come to any conclusions on this one? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deu
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From: Richard Kahn Sent: 9/26/2018 8:58:21 AM To: Stewart 0ldtield I Subject: Re: Gratitude mr epstein said that he would not be able to give guidance on how to proceed until October please advise if ok.. thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell M I On Sep 25, 2018, at 12:52 PM, Stewart Oldfield > wrote: Did you come to any conclusions on this one? Thanks <image001.png> Stewart Oldfield, CFA, CAIA Director Deu
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EFTA Document EFTA01416960
Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 10:44:23 -0400 To: Coley Jellinghaus Cc: Bradley Gillin Yes. This a trust with several of Epstein's employees as beneficiaries, and him as grantor. He will have trading authority along with the trustee, but the assets are no longer his since the trust is irrevocable. So Zia felt we could not combine with his other assets to get to the KCP standard. Having said that, it's not clear to me that a client needs to
EFTA Document EFTA01414170
Subject: Re: Southern Financial - Client Confirmation [C] From: Richard Kahn ‹ > Date: Thu, 29 Mar 2018 11:12:49 -0400 To: Xavier Avila Cc: Paul Barrett Martin Zeman Liam Osullivan Davide-A Sferrazza Nina Tona Stewart Oldfield attached info is correctthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Mar 28, 2018, at 6:04 PM, Xavier Avila wrote: Richard, as discussed today, in order for the Southern Financial account in Global Marke
EFTA Document EFTA01417308
Subject: RE: Southern Financial - Client Confirmation [C] From: Xavier Avila Date: Wed, 28 Mar 2018 18:04:47 To: Richard Kahn Paul Barrett Cc: Martin Zeman Liam Osullivan Davide-A Nina Tona Stewart Oldfield -0400 Richard, as discussed today, in order for the Southern Financial account in Global Markets can get KYCed and we can extend product adoptions to a couple of other asset classes (credit and equity OTC derivatives), we need you to confirm that the below information and the at
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Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:10:23 -0400 To: Richard Kahn Cc: Richard Iarossi <richard.iarossi@db.com> Ok, Monday it is. Will be late afternoon unless I can extract myself from an all day training. Enjoy the weekend. Thanks From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 3:09 PM To: Stewart Oldfield Cc: Richard Iarossi Subject: Re: Gratitude 530pm on cell is best or monday thanks Richard Kahn HBRK Associates Inc. 575 Lexington
EFTA Document EFTA01431327
Subject: FW: Gratitude From: Stewart Oldfield ‹ > Date: Thu, 25 Oct 2018 15:32:46 -0400 To: Liam Osullivan From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <bradley.gillin@db.com>; Richard Iarossi Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01431327
EFTA Document EFTA01413974
Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 16:01:33 -0400 To: Coley Jellinghaus Cc: Bradley Gillin I sent him account docs in the meantime. Those should be the same no matter where this ends up From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 10:47 AM To: Stewart Oldfield ‹ > Cc: Bradley Gillin Subject: RE: Butterfly brokerage Ok I'm trying Zia, best experience for client would be same coverage. I'll be back. From: Stewart Oldfield Date
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