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sd-10-EFTA01380679Dept. of JusticeOther

EFTA Document EFTA01380679

Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. 212-454-2889 ---Original Message---- From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard,

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sd-10-EFTA01380679
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Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. 212-454-2889 ---Original Message---- From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard,

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Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. 212-454-2889 ---Original Message---- From: Delores Rubin Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time To: Richard Kahn; Tazia Smith Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Hello Richard, Sorry for the delays response. I am one of the DB traders here in the US. I have been communicating with our team overseas on your inquiry. As Tazia mentioned, Rothschild is a light trading name. Our DB CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079185 CONFIDENTIAL SONY GM_00225389 EFTA01380679

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01381050

From: Tazia Smith Sent: 5/23/2017 9:18:30 AM To: Delores Rubin );'Richard Kahn' [MEM= CC: Stewart Oldfield ; Vahe Stepanian Subject: RE: Rothschild (CI Matt Glassman Rich - Just tried calling you. Please call Delores directly if you have follow through on this at As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember th

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01370975

From: Tazia Smith Sent: 5/23/2017 9:26: To: Stewart Oldfield Subject: RE: Rothschild [ No Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management Original Message---- From: Stewart Oldfield Sent: Tuesday, May 23, 2017 09:24 AM Eastern Standard Time To: Tazia Smith; Delores Rubin Cc: Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] Classification: Confidential I take it we have no interest in bidding a block for that size? Stewart Oldfield, CFA, CAIA Di

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01371602

Rich - Just tried calling you. Please call Delores directly if you have follow through on this at As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management W. c. —Original Message---- From: Delores Rubin Sent

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368792

From: Stewart Oldfield Sent: 5/23/2017 9:24:36 AM To: Tazia Smith CC: Vahe Stepanian Subject Re: Rothschild (C) Classification: Confidential I; Delores Rubin Matt Glassman I take it we have no interest in bidding a block for that size? Stewart Oldfield, CFA, CAM Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Tazia

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01379471

DB did trade small today, - 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cell: From: Tazia Smith Sen

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01381056

Fmrn: TaziaSna Sent: 5/23/2017 9:18:30 AM To: Delores Rubin CC: Stewart Oldfield Subject: RE: Rothschild (C) ; 'Richard Kahn' ; Vahe Stepanian I ; Matt Glassman Rich - Just tried calling you. Please call Delores directly if you have follow through on this at As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the mark

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