EFTA Document EFTA01380912

From: Richard Kahn Sent: 5/30/2017 8:21:39 AM To: Delores Rubin CC: Tazia Smith -; Stewart Oldfield ; Vahe Stepanian Matt Glassman Davide-A Sferrazza Subject: Re: Rothschild ICI Thanks you for update. Any indication where a 100,000 share block can be crossed? Please advise. Thank you. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell On May 30, 2017, at 8:14 AM, Delores Rubin wrote: Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. ODDO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over 100,000 shares in the same time period. The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if it helps. Best regards, Delores Rubin <image001.gif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York, NY, USA Tel. +1 212 454-0860 Email From: Delores Rubin Sent: Wednesday, May 24, 2017 8:32 AM To: Tazia Smith 'Richard Kahn' Cc: Stewart 0ldfield Vahe Stepanian a; Matt CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0079488 CONFIDENTIAL SDNY_GM_00225672 EFTA01380912