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sd-10-EFTA01381046Dept. of JusticeOther

EFTA Document EFTA01381046

From: Tazia Smith Sent: 3/30/2017 11:47:04 AM To: Richard Kahn CC: Stewart Oldfield Subject: RE: Apple transfer to Merrill Lynch (CI Classification: Confidential thank you From: Richard Kahn Sent: Thursday, March 30, 2017 11:46 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian Subject: Re: Apple transfer to Merrill Lynch [C] ; Jeanne Brennan I I; Vahe Stepanian I I Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. R

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Dept. of Justice
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sd-10-EFTA01381046
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From: Tazia Smith Sent: 3/30/2017 11:47:04 AM To: Richard Kahn CC: Stewart Oldfield Subject: RE: Apple transfer to Merrill Lynch (CI Classification: Confidential thank you From: Richard Kahn Sent: Thursday, March 30, 2017 11:46 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian Subject: Re: Apple transfer to Merrill Lynch [C] ; Jeanne Brennan I I; Vahe Stepanian I I Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. R

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From: Tazia Smith Sent: 3/30/2017 11:47:04 AM To: Richard Kahn CC: Stewart Oldfield Subject: RE: Apple transfer to Merrill Lynch (CI Classification: Confidential thank you From: Richard Kahn Sent: Thursday, March 30, 2017 11:46 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan; Vahe Stepanian Subject: Re: Apple transfer to Merrill Lynch [C] ; Jeanne Brennan I I; Vahe Stepanian I I Transfer is t plus 3. Regular settlement. Will have signed soon and send over. Thanks. Richard Kahn HBRK Associates Inc 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone 212-971-1306 Fax 646-350-0954 Cell 917-414-7584 On Mar 30, 2017, at 10:58 AM, Tazia Smith < > wrote: Classification: Confidential Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From: Richard Kahn [mailto:richardkahn12©qmail.com] Sent: Thursday, March 30, 2017 10:52 AM To: Tazia Smith Cc: Stewart Oldfield; Jeanne Brennan Subject: Apple transfer to Merrill Lynch Can you please transfer 100,000 shares from southern financial LIc to Merrill southern trust account Please send shares to DTCC Participant # 2251 Agent II) 26320 FFC 603118.1 Southern Trust Company, Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079779 CONFIDENTIAL SDNY_GM_00225963 EFTA01381046

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Phone646-350-0954
Phone917-414-7584

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From: Tazia Smith Sent: 3/30/2017 10:58:15 AM To: Richard Kahn CC: Stewart 0ldfie Subject: RE: App a transfer to Merrill Lynch ICI Classification: Confidential Jeanne Brennan ahe Stepanian Received. Per our conversation, please confirm with your Merill advisor what the settlement date is over there? Do not want JE to be DK'd by them if transfer/settlement dates don't match. I'll move forward with the ops team on our side and follow up with any questions. Thank You, Tazia From:

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