EFTA Document EFTA01381099

In SFLLC you sold: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL CON 6/15/2018 6/20/2018 SELL - 70,600.0000 763:HK TIE CORP SHS H ISIN KNE1000004Y2 CNE10C0004Y2 13.95160000 • ‘, 111-'O ,,,,4 982% 1,47 Pmpared on 06/11/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities ne. cannot guarantee the accuracy these sources. Please refer to your official account statements and confirmations for all trade information. •The Hong Kong exchange charges 10.77 bps in fees. The account is long 982,444.65 HKD. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 1 n154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(O(3). and who are capable of evaluating the strategies. characteristics and investment risks ot, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction ancYor redistribution thereof (in whole or in par) or disclosure of its content bWthout our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEM or any Wits affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079851 CONFIDENTIAL SDNY_GM_00226035 EFTA01381099